DFX Intelligence

T•••••• F•••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•••••• F•••••••• A••••••• L••

CRD 133191

COLUMBUS, OH

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Search this name across graphsid dfx:ria:14f7c734-48f0-be9a-d6c0-33021ed9c9a5

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 2
Observed: Mar 19, 2015 to Apr 29, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••••• F•••••••• A••••••• L••

Intermediary · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

T•••••• F•••••••• A••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $670M••• Locked
Discretionary RAUM: $668M
Private client RAUM: $670Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $112Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••••••• R••••• B••••	Certified Financial Planner	COLUMBUS, OH	21	21	n/a	no
B••••••• J••• H•••••••	Certified Financial Planner	COLUMBUS, OH	7	13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••••• F••• I• L••	Private Equity Fund	$1.5M	Apr 29, 2026	21	Apr 29, 2026	reported	021-526987

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• G•••••••• R•••••	MEMBER / CHIEF COMPLIANCE OFFICER / PRESIDENT / TREASURER / SECRETARY	E	yes	05/2004	Mar 19, 2015	Oct 24, 2024
H•••••••• B•••••••• J•••	SENIOR VICE PRESIDENT	B	yes	01/2022	Mar 25, 2021	Oct 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	16.7%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$670M	$580M	15.4%	$399M	18.8%	9	8	0	0

Relationships

Registered with (8)

← C••••••• A•• B•••••••••Advisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← J••••• R••• S••••••Advisorregistration: current employment
Apr 9, 2026 to presentfactForm ADV
← A•••••• A•••••••• C••••••Advisorregistration: current employment
Jun 21, 2023 to presentfactForm ADV
← K••••••• M•••• G••••

Dated events

Occurred
Apr 29, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Apr 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.5M
Occurred
Mar 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 19, 2015

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14f7c734-48f0-be9a-d6c0-33021ed9c9a5
First observed: Mar 19, 2015
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.