DFX Intelligence

D•••• L••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

D•••• L••• D••••

Advisor at W••••••••• C•••••• M••••••••• L••

AUSTIN, TX | RICHMOND, VA

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Search this name across graphsid dfx:ria:14f967e0-f537-4390-3dbd-dd3df1b061e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C•••••• M••••••••• L••	Independent wealth	Nov 30, 2012	n/a	yes	AUSTIN, TX\|RICHMOND, VA	Current employment
D•• C••••••••• L••	n/a	Oct 28, 2005	Nov 26, 2012	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• C••••••••• L••	W••••••••• C•••••• M••••••••• L••	Nov 26, 2012	Nov 30, 2012	4	Firm change	Other

Relationships

Registered with (2)

→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 30, 2012 to presentfactForm ADV
→ D•• C••••••••• L••Registered adviserregistration: previous registration
Oct 28, 2005 to Nov 26, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14f967e0-f537-4390-3dbd-dd3df1b061e7
First observed: Oct 28, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.