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Advisor at DEVORE FINANCIAL ADVISORS LLC
ESCONDIDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEVORE FINANCIAL ADVISORS LLC | State registered | Dec 6, 2019 | n/a | yes | ESCONDIDO, CA | Current employment |
| APRIEM ADVISORS | Independent wealth | May 14, 2018 | Oct 15, 2019 | no | IRVINE, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Nov 13, 2012 | Jul 12, 2017 | no | MISSION VIEJO, CA|OCEANSIDE, CA|SAN DIEGO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 26, 2006 | Nov 3, 2006 | no | SAN DIEGO, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 23, 2006 | Mar 24, 2006 | no | SPRINGFIELD, MA|SPRINGFIELD, MA|CARLSBAD, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 27, 2003 | Aug 18, 2004 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| APRIEM ADVISORS | DEVORE FINANCIAL ADVISORS LLC | Oct 15, 2019 | Dec 6, 2019 | 52 | Firm change | RIA to state RIA |
| STRATEGIC ADVISERS LLC | APRIEM ADVISORS | Jul 12, 2017 | May 14, 2018 | 306 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | STRATEGIC ADVISERS LLC | Nov 3, 2006 | Nov 13, 2012 | 2,202 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Mar 24, 2006 | Apr 26, 2006 | 33 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | MSI FINANCIAL SERVICES, INC. | Aug 18, 2004 | Jan 23, 2006 | 523 | Firm change after gap | Other |