DFX Intelligence

N••••• C••••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst24 years in industry

N••••• C••••••••• A•••••

Advisor at D•••••• W••••• S••••••••• L••

GRANITE BAY, CA | Folsom, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• S••••••••• L••	Independent wealth	Jun 14, 2013	n/a	yes	GRANITE BAY, CA\|Folsom, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Aug 7, 2008	Jun 14, 2013	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN JOSE, CA\|GRANITE BAY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	D•••••• W••••• S••••••••• L••	Jun 14, 2013	Jun 14, 2013	0	Firm change	Other
A•• A•••••• S••••••• L••	I••••••••• F•••••••• G••••• L••	Aug 6, 2008	Aug 7, 2008

Relationships

Registered with (6)

→ D•••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Jun 14, 2013 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Aug 7, 2008 to Jun 14, 2013factForm ADV
→ A•• A•••••• S••••••• L••Registered adviserregistration: previous registration
Dec 14, 2007 to Aug 6, 2008factForm ADV
→ A•••••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 30, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.