DFX Intelligence

C•••• L••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••• L••• S••••

Advisor at P•••••••• A••••• L••

Oak Point, TX

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Search this name across graphsid dfx:ria:150d1be1-0e14-545b-04f7-2d93d95f8445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A••••• L••	Independent wealth	Jan 19, 2016	n/a	yes	Oak Point, TX	Current employment
G••••••• A•••••••• L••	Independent wealth	Jan 20, 2015	Jan 18, 2016	no	LITTLE ELM, TX\|ARDEN HILLS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	P•••••••• A••••• L••	Jan 18, 2016	Jan 19, 2016	1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
152665:282183:MN:2016-01-18	Jan 18, 2016	Jan 19, 2016	ARDEN HILLS, MN	Firm change

Relationships

Registered with (2)

→ P•••••••• A••••• L••Registered adviserregistration: current employment
Jan 19, 2016 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 20, 2015 to Jan 18, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:150d1be1-0e14-545b-04f7-2d93d95f8445
First observed: Jan 20, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.