DFX Intelligence

C•••••••• M•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••••• M•••• H•••••••••

Advisor at U•• F•••••••• S••••••• I•••

OMAHA, NE

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Search this name across graphsid dfx:ria:1510c395-414d-410a-01d3-baa69b085aa1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 5, 2018	n/a	yes	OMAHA, NE	Current employment
M••••• S••••••	Wirehouse	Dec 3, 2013	Jan 2, 2018	no	Omaha, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Jan 2, 2018	Feb 5, 2018	34	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	M••••• S••••••	Oct 23, 2013	Dec 3, 2013

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2013 to Oct 23, 2013factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 3, 2013 to Jan 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1510c395-414d-410a-01d3-baa69b085aa1
First observed: Apr 8, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.