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Advisor at ROOT FINANCIAL PARTNERS
AUSTIN, TX | Middletown, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROOT FINANCIAL PARTNERS | Independent wealth | Mar 27, 2025 | n/a | yes | Middletown, MD|AUSTIN, TX | Current employment |
| ROSSBY FINANCIAL, LLC | Independent wealth | Aug 26, 2024 | Mar 21, 2025 | no | Middletown, MD|MELBOURNE, FL | Previous registration |
| TURNING POINT FINANCIAL | Independent wealth | Jul 15, 2019 | Apr 11, 2024 | no | FREDERICK, MD | Previous registration |
| TURNING POINT FINANCIAL | Independent wealth | Jul 5, 2019 | Jul 8, 2019 | no | FREDERICK, MD|Glen Allen, VA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 7, 2015 | Jul 23, 2019 | no | Frederick, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROSSBY FINANCIAL, LLC | ROOT FINANCIAL PARTNERS | Mar 21, 2025 | Mar 27, 2025 | 6 | Firm change | RIA to RIA |
| TURNING POINT FINANCIAL | ROSSBY FINANCIAL, LLC | Apr 11, 2024 | Aug 26, 2024 | 137 | Firm change | RIA to RIA |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | TURNING POINT FINANCIAL | Jul 23, 2019 | Jul 5, 2019 | -18 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:301282:MD:2019-07-23 | Jul 23, 2019 | Jul 5, 2019 | FREDERICK, MD | Firm change |