DFX Intelligence

D••••• A•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

D••••• A•••••• M•••••

Advisor at G••••• A•••• M••••••••• L••

NEW YORK, NY

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• A•••• M••••••••• L••	Mixed wealth	Aug 18, 2026	n/a	yes	NEW YORK, NY	Current employment
M••••••	Bd affiliated wealth	Dec 21, 2023	Jul 14, 2026	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	G••••• A•••• M••••••••• L••	Jul 14, 2026	Aug 18, 2026	35	Firm change	Ibd to RIA
L•••••••• G••••• A•••••••• L••	M••••••	Dec 31, 2022	Dec 21, 2023

Relationships

Registered with (3)

→ G••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Dec 21, 2023 to Jul 14, 2026factForm ADV
→ L•••••••• G••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2021 to Dec 31, 2022factForm ADV

Dated events

Order

Occurred
14 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Dec 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 29, 2021
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.