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MARINER, LLC, CRD 140195
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-05-29 (filing); first seen by DFX 2026-09-15.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRUCE ELLIOTT KUSMIN | n/a | OVERLAND PARK, KS | 20 | 40 | 1 | no |
| MARTIN CHRISTOPHER BICKNELL | n/a | OVERLAND PARK, KS | 20 | 35 | 1 | no |
| THERESA IRENE HULTZ | n/a | OVERLAND PARK, KS | 20 | 32 | 2 | yes |
| STEPHANIE LEANN MANNING | Certified Financial Planner | OVERLAND PARK, KS | 20 | 23 | 2 | yes |
| KYNDRA M. BURGESS | n/a | OVERLAND PARK, KS | 20 | 20 | 2 | no |
| SHERRI LYNN HAZELL | Chartered Financial Consultant | OVERLAND PARK, KS | 20 | 21 | 2 | yes |
| KENNETH AUSTIN POWELL | Chartered Financial Analyst | OVERLAND PARK, KS | 18 | 24 | 1 | no |
| JACOB WALTER KERN | n/a | OVERLAND PARK, KS | 18 | 18 | 1 | no |
| ALISA ANNE ROTH | n/a | OVERLAND PARK, KS | 17 | 35 | 2 | yes |
| ALANA DENNEY SCOTT | Certified Financial Planner | OVERLAND PARK, KS | 17 | 27 | 2 | no |
| BARNEY EDGAR BARNES | Certified Financial Planner | OVERLAND PARK, KS | 17 | 35 | 3 | yes |
| KATHLEEN MARIE DUNN | n/a | OVERLAND PARK, KS | 17 | 20 | 3 | no |
| JENIKA RAE COOK | Certified Financial Planner | Freeport, FL | OVERLAND PARK, KS | 16 | 20 | 1 | no |
| BRIAN JACOB LEITNER | Certified Financial Planner|Chartered Financial Consultant | OVERLAND PARK, KS | 16 | 21 | 1 | no |
| MATTHEW SHANE BRADY | Certified Financial Planner | OVERLAND PARK, KS | 15 | 31 | 1 | no |
| KYLE FRANCIS QUINN | Certified Financial Planner | OVERLAND PARK, KS | SAN DIEGO, CA | 15 | 31 | 5 | no |
| LISA BRINIG | Certified Financial Planner | OVERLAND PARK, KS | SAN DIEGO, CA | 15 | 21 | 3 | no |
| KIRK M BOSTER | Certified Financial Planner | OVERLAND PARK, KS | 15 | 19 | 2 | yes |
| RUSTYN BICKNELL GALLAGHER | n/a | OVERLAND PARK, KS | 15 | 15 | 2 | yes |
| MICHAEL GEORGE O'NEILL | Chartered Financial Consultant|Personal Financial Specialist | OVERLAND PARK, KS | 14 | 41 | 4 | yes |
| WILLIAM BERKLEY GREINER | Chartered Financial Analyst | OVERLAND PARK, KS | 14 | 22 | 1 | no |
| LOUIS DAVID LOPEZ | Certified Financial Planner | El Suegundo, CA | San Diego, CA | 14 | 14 | 1 | no |
| JUSTIN L RICHTER | Certified Financial Planner | OVERLAND PARK, KS | 12 | 13 | 2 | yes |
| ANDREW CARL WELZEL | n/a | SAN DIEGO, CA | OVERLAND PARK, KS | 11 | 20 | 1 | no |
| KEITH GORMAN DOWLING | Certified Financial Planner | Florham Park, NJ | 11 | 18 | 7 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MARINER-FPII, LLC | Private Equity Fund | $10.3M | Aug 5, 2026 | 24 | Mar 28, 2019 | reported | 021-1736538 |
| MARINER INVESTMENT GRADE PLUS TRUST | Other Private Fund | $8.6M | Nov 18, 2014 | 28 | Mar 26, 2014 | dropped | n/a |
| MARINER CAPITAL PARTNERS, LLC | Venture Capital Fund | $3.4M | Sep 21, 2012 | 4 | Mar 30, 2012 | dropped | 021-104905 |
| MONTAGE SEED CAPITAL, LLC | Private Equity Fund | $1.7M | Sep 29, 2017 | 14 | Mar 29, 2012 | dropped | 021-256024 |
| MARINER MANGROVE II, LLC | Private Equity Fund | $1.0M | Aug 5, 2026 | 74 | Mar 26, 2014 | reported | 021-256025 |
| MARINER-STORE, LLC | Private Equity Fund | $36,846 | Dec 18, 2020 | 15 | Mar 30, 2015 | dropped | 021-256017 |
| WBR, LLC | Private Equity Fund | $557 | Oct 21, 2024 | 8 | Apr 1, 2013 | dropped | 021-256021 |
| MARINER-PRESCIENT, LLC | Private Equity Fund | $31 | Oct 21, 2024 | 77 | Aug 11, 2017 | dropped | 021-284659 |
| MARINER-PIPER SENIOR LIVING FUND, LLC | Private Equity Fund | $0 | Oct 10, 2022 | 0 | Mar 26, 2014 | dropped | 021-256016 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BICKNELL, CHERYL, RENEE | CHIEF OPERATING OFFICER | Na | yes | 09/2013 | Aug 5, 2026 | Aug 5, 2026 |
| BICKNELL, MARTIN, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2006 | Aug 5, 2026 | Aug 5, 2026 |
| MARINER WEALTH ADVISORS, LLC | MANAGING MEMBER AND CCO | E | yes | 09/2008 | Aug 5, 2026 | Aug 5, 2026 |
| POE, JEFFREY, ALLEN | CHIEF FINANCIAL OFFICER | Na | yes | 08/2017 | Aug 5, 2026 | Aug 5, 2026 |
| BICKNELL, CHERYL, RENEE | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2012 | Oct 21, 2024 |
| BICKNELL, MARTIN, CHRISTOPHER | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2012 | Oct 21, 2024 |
| DANHAKL, JOHN, GLENN | Trustee | F | yes | 10/1997 | Jul 30, 2021 | Oct 21, 2024 |
| EMERALD HOLDINGS I, LLC | GENERAL PARTNER | F | yes | 08/2016 | Jul 30, 2021 | Oct 21, 2024 |
| EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | E | yes | 11/2022 | Jul 30, 2021 | Oct 21, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 30, 2021 | Oct 21, 2024 |
| GEI CAPITAL VIII, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jul 30, 2021 | Oct 21, 2024 |
| GEI VIII MW AGGREGATOR LLC | Member | C | yes | 06/2021 | Jul 30, 2021 | Oct 21, 2024 |
| GREEN EQUITY INVESTORS SIDE VIII L.P. | Member | E | yes | 04/2021 | Jul 30, 2021 | Oct 21, 2024 |
| HENSON, GARY, PAUL | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2023 | Oct 21, 2024 |
| LEONARD GREEN & PARTNERS, L.P. | Manager | E | yes | 07/2014 | Jul 30, 2021 | Oct 21, 2024 |
| LGP FEEDER, L.P. | LIMITED PARTNER | D | yes | 11/2022 | Mar 30, 2023 | Oct 21, 2024 |
| LGP MANAGEMENT, INC. | Manager | F | yes | 12/2019 | Jul 30, 2021 | Oct 21, 2024 |
| LGP MANAGEMENT, INC. | GENERAL PARTNER | F | yes | 06/1996 | Jul 30, 2021 | Oct 21, 2024 |
| MWA HOLDCO, LLC | Manager | F | yes | 06/2021 | Jul 30, 2021 | Oct 21, 2024 |
| MWA MIDCO, LLC | Manager | F | yes | 06/2021 | Jul 30, 2021 | Oct 21, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Jul 30, 2021 | Oct 21, 2024 |
| PERIDOT COINVEST MANAGER LLC | Manager | F | yes | 04/2021 | Jul 30, 2021 | Oct 21, 2024 |
| RADENBERG, KATRINA, DELORES | CHIEF INVESTMENT OFFICER | Na | yes | 01/2018 | Mar 29, 2018 | Oct 21, 2024 |
| SEIFFER, JONATHAN, ADAM | ELECTED MANAGER | F | yes | 07/2021 | Mar 30, 2023 | Oct 21, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | ELECTED MANAGER | F | yes | 07/2021 | Jul 30, 2021 | Oct 21, 2024 |
| SOKOLOFF, JONATHAN, DAVIS | Trustee | F | yes | 10/1997 | Jul 30, 2021 | Oct 21, 2024 |
| THE DANHAKL REVOCABLE TRUST | Member | C | yes | 05/2012 | Jul 30, 2021 | Oct 21, 2024 |
| THE DANHAKL REVOCABLE TRUST | LIMITED PARTNER | C | yes | 06/2012 | Jul 30, 2021 | Oct 21, 2024 |
| THE SOKOLOFF FAMILY TRUST | Member | C | yes | 05/2012 | Jul 30, 2021 | Oct 21, 2024 |
| THE SOKOLOFF FAMILY TRUST | LIMITED PARTNER | C | yes | 06/2012 | Jul 30, 2021 | Oct 21, 2024 |
| ELMORE, DEANN, MICHELE | CHIEF SERVICES OFFICER | Na | no | 07/2026 | Aug 5, 2026 | Aug 5, 2026 |
| KIEFER-GOLDENBERG, MAUREEN, KIM | SENIOR VICE PRESIDENT, COMPLIANCE | Na | no | 11/2022 | Aug 5, 2026 | Aug 5, 2026 |
| ROLLINS, BRADLEY, DUANE | CHIEF INVESTMENT OFFICER | Na | no | 07/2026 | Aug 5, 2026 | Aug 5, 2026 |
| DORIAN, ANNE, JENELLE | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | Na | no | 03/2018 | Mar 29, 2018 | Oct 21, 2024 |
| GEI VIII MW BLOCKER LLC | Member | D | no | 04/2021 | Jul 30, 2021 | Oct 21, 2024 |
| GREEN EQUITY INVESTORS VIII L.P. | Member | C | no | 04/2021 | Jul 30, 2021 | Oct 21, 2024 |
| POINTER, KENNY | CHIEF SERVICES OFFICER | Na | no | 07/2018 | Jul 6, 2018 | Oct 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | n/a | Bd affiliated wealth | $9.6B | N | yes | n/a |
| MARINER PLATFORM SOLUTIONS, LLC | n/a | Independent wealth | $7.3B | N | yes | n/a |
| MARINER INSTITUTIONAL, LLC | n/a | Other adviser | $2.8B | N | yes | n/a |
| BAYSTATE WEALTH MANAGEMENT LLC | n/a | Independent wealth | $2.8B | N | yes | n/a |
| 1248 PARTNERS, LLC | n/a | Asset manager | $323M | N | yes | n/a |
| FLYOVER CAPITAL PARTNERS, LLC | n/a | Asset manager | $148M | N | yes | n/a |
| MARINER WEALTH ADVISORS-PR, LLC | n/a | Former SEC adviser | $2.2M | N | yes | n/a |
| MARINER WEALTH ADVISORS-IC, LLC | n/a | No RAUM reported | $0 | Y | yes | n/a |
| MARINER INSURANCE RESOURCES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER SPECIALTY TAX SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| MARINER TRUST COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| MONTAGE FUND ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| MSEC, LLC | n/a | n/a | n/a | N | yes | n/a |
| UBIQUITY MANAGEMENT, LP | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 48 | no |
| OAKBROOK TERRACE | IL | United States | 33 | no |
| Cincinnati | Oh | United States | 29 | no |
| Sarasota | FL | United States | 26 | no |
| LOS ANGELES | CA | United States | 24 | no |
| Brentwood | Mo | United States | 23 | yes |
| Tulsa | Ok | United States | 21 | yes |
| SAN DIEGO | CA | United States | 18 | no |
| HIGHLANDS RANCH | Co | United States | 18 | yes |
| Madison | Nj | United States | 16 | no |
| Manasquan | Nj | United States | 16 | yes |
| Scottsdale | Az | United States | 14 | yes |
| Omaha | Ne | United States | 14 | yes |
| Portland | Or | United States | 14 | yes |
| Houston | TX | United States | 13 | no |
| Wilmington | De | United States | 12 | yes |
| CORAL GABLES | FL | United States | 10 | yes |
| Bellevue | Wa | United States | 10 | no |
| Concord | Nh | United States | 9 | no |
| STATE COLLEGE | Pa | United States | 9 | no |
| Danville | CA | United States | 8 | yes |
| Novi | Mi | United States | 8 | no |
| Bloomington | Mn | United States | 8 | no |
| Plano | TX | United States | 8 | no |
| EL SEGUNDO | CA | United States | 7 | no |
| Atlanta | Ga | United States | 7 | no |
| Phoenix | Az | United States | 6 | no |
| CORTE MADERA | CA | United States | 6 | no |
| Pleasanton | CA | United States | 6 | yes |
| Chatham | Nj | United States | 6 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $125B | $123B | 1,889 | 933 | 130 | 2 | n/a |
| 2024 | Mar 28, 2025 | $99B | $89B | 1,503 | 803 | 115 | 4 | n/a |
| 2023 | Mar 28, 2024 | $81B | $75B | 1,498 | 709 | 68 | 4 | $14.2M |
| 2022 | Mar 30, 2023 | $66B | $53B | 1,465 | 646 | 68 | 5 | $22.6M |
| 2021 | Mar 31, 2022 | $55B | $51B | 934 | 494 | 68 | 5 | $36.0M |
| 2020 | Mar 30, 2021 | $35B | $32B | 702 | 309 | 39 | 8 | $88.9M |
| 2019 | Mar 29, 2020 | $29B | $25B | 672 | 305 | 37 | 7 | $44.8M |
| 2018 | Mar 28, 2019 | $22B | $19B | 555 | 260 | 30 | 6 | $35.5M |
| 2017 | Mar 29, 2018 | $6.5B | $6.4B | 143 | 100 | 21 | 5 | $28.2M |
| 2016 | Mar 28, 2017 | $896M | $896M | 140 | 129 | n/a | 5 | $26.7M |
| 2015 | Mar 30, 2016 | $673M | $673M | 87 | 70 | n/a | 4 | $25.1M |
| 2014 | Mar 30, 2015 | $10B | $8.4B | 65 | 50 | n/a | 4 | $24.8M |
| 2013 | Mar 26, 2014 | $2.6B | $2.6B | 52 | 35 | n/a | 4 | $28.2M |
| 2012 | Apr 1, 2013 | $2.3B | $2.3B | 89 | 37 | n/a | 1 | $1.8M |
| 2011 | Mar 30, 2012 | $2.0B | $2.0B | n/a | n/a | n/a | 1 | $3.4M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 129 | 45 | 84 | 4.6% | 29 | 8 | 0 | 324 | 109 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $125B | $99B | 27.2% | $66B | 23.9% | 1,889 | 1,503 | 130 | 115 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | 2 | Jan 2, 2024 | Jan 4, 2024 | OAKBROOK TERRACE, IL | Team lift out | Ibd to RIA | 0.3% |
| MARINER INDEPENDENT | 2 | Apr 3, 2023 | Apr 4, 2023 | OAKBROOK TERRACE, IL | Team lift out | Ibd to RIA | 0.3% |
| MARINER WEALTH | 2 | Feb 14, 2020 | Feb 10, 2020 | STATE COLLEGE, PA | Team lift out | Other | 0.8% |
| ALLEN CAPITAL GROUP, LLC | 2 | Jan 11, 2018 | Jan 11, 2018 | OMAHA, NE | Team lift out | Other | 2.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ATLANTIC WEALTH PARTNERS, LLC | 3 | Jul 28, 2026 | Jul 23, 2026 | NORTH PALM BEACH, FL | Firm absorbed | RIA to ibd | 100.0% |
| NEWEDGE ADVISORS | 4 | May 29, 2026 | Jun 4, 2026 | NEW ORLEANS, LA | Team lift out | Ibd to ibd | 0.7% |
| MARINER ADVISOR NETWORK | 2 | May 22, 2026 | Jun 9, 2026 | SACRAMENTO, CA | Team lift out | Ibd to ibd | 1.3% |
| SUMMITRY, LLC | 2 | Feb 10, 2026 | Mar 18, 2026 | FOSTER CITY, CA | Team lift out | RIA to ibd | 8.3% |
| FIRST NATIONAL ADVISORS LLC | 4 | Jan 13, 2026 | Jan 15, 2026 | ROCKLAND, MA | Firm absorbed | RIA to ibd | 66.7% |
| STRAVA WEALTH | 2 | Jan 3, 2026 | Jan 6, 2026 | PITTSBURGH, PA | Team lift out | RIA to ibd | 50.0% |
| DEFINED FINANCIAL PLANNING LLC | 2 | Nov 26, 2025 | Nov 4, 2025 | NOVATO, CA | Team lift out | RIA to ibd | 100.0% |
| ULTRA FINANCIAL PARTNERS | 2 | Oct 21, 2025 | Oct 6, 2025 | SCOTTSDALE, AZ | Team lift out | Other | 50.0% |
| FORTE CAPITAL LLC | 12 | Oct 1, 2025 | Sep 23, 2025 | ROCHESTER, NY | Firm absorbed | RIA to ibd | 92.3% |
| MARINER INDEPENDENT | 2 | Aug 19, 2025 | Aug 21, 2025 | VALLEY VILLAGE, CA | Team lift out | RIA to ibd | 2.2% |
| EMPOWER ADVISORY GROUP, LLC | 2 | Jul 16, 2025 | Dec 23, 2025 | GREENWOOD VILLAGE, CO | Team lift out | Ibd to ibd | 0.2% |
| SEQUOIA FINANCIAL GROUP, L.L.C. | 2 | Jun 20, 2025 | Jun 13, 2025 | AKRON, OH | Team lift out | RIA to ibd | 1.1% |
| MARINER INDEPENDENT | 3 | Apr 2, 2025 | Apr 2, 2025 | NEWPORT BEACH, CA | Team lift out | RIA to ibd | 3.3% |
| JENKINS WEALTH | 2 | Mar 19, 2025 | Feb 28, 2025 | ENGLEWOOD, CO | Team lift out | RIA to ibd | 100.0% |
| CASSADY SCHILLER WEALTH MANAGEMENT, LLC | 6 | Feb 18, 2025 | Mar 6, 2025 | CINCINNATI, OH | Firm absorbed | RIA to ibd | 100.0% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 5 | Dec 9, 2024 | Dec 6, 2024 | SEAL BEACH, CA | Team lift out | Ibd to ibd | 0.1% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Dec 6, 2024 | Jan 22, 2025 | FRANKLIN, TN | Team lift out | Ibd to ibd | 0.1% |
| OSAIC FA, INC. | 4 | Dec 3, 2024 | Dec 16, 2024 | SARASOTA, FL | Team lift out | Ibd to ibd | 0.4% |
| EMPIRICAL WEALTH MANAGEMENT | 2 | Feb 28, 2024 | Feb 6, 2024 | SEATTLE, WA | Team lift out | RIA to ibd | 4.5% |
| PFG ADVISORS | 2 | Sep 3, 2023 | Oct 17, 2023 | KIRKLAND, WA | Team lift out | RIA to ibd | 2.3% |
Across 23 of the 40 largest (by RAUM) wealth managers whose Schedule A owner resolves to a private equity sponsor, IAPD registration spans between 2025-09-21 and 2026-09-21 show 1,747 advisors joining and 951 leaving (net +796). Largest movers: Wealth Enhancement Advisory Services, Llc +141 (165 in, 24 out; TA Associates on Schedule A since 2019-10-07); Mercer Global Advisors Inc. +131 (146 in, 15 out; APH III GP LP on Schedule A since 2023-09-22); Rockefeller Capital Management +118 (141 in, 23 out; Viking Global Investors LP on Schedule A since 2018-08-23); Mariner +84 (129 in, 45 out; Leonard Green & Partners, L.P. on Schedule A since 2021-07-30); Osaic Wealth, Inc. -79 (347 in, 426 out; Reverence Capital Partners on Schedule A since 2019-08-30); Beacon Pointe Advisors, Llc +75 (92 in, 17 out; Kohlberg Kravis Roberts & Co. L.P. on Schedule A since 2022-02-03); Waverly Advisors, Llc +66 (69 in, 3 out; Hggc, LLC on Schedule A since 2022-01-18); Kestra Advisory Services, Llc +57 (158 in, 101 out; OAK Hill Capital Management, LLC on Schedule A since 2023-03-06).
Form ADV Schedule A and B name the owners of each adviser. 550 owner rows on 319 advisers resolve by identifier to a sponsor on the private equity graph (precision 1.00 on track Z's labels); 103 of those advisers are wealth managers with 37,613 registered advisors and $4.78T of RAUM as filed. Largest sponsors by wealth platforms: Clayton, Dubilier & Rice, LLC 35 (Ancora Private Wealth Advisors, Llc, Ars Wealth Advisors, Asset Advisors, Badgley Phelps Wealth Managers, ...); Reverence Capital Partners 5 (Osaic Advisory Services, Llc, Osaic Institutions, Inc., Osaic Wealth, Inc., Seia, ...); OAK Hill Capital Management, LLC 5 (Goldstein Advisors, Llc, Hughes Financial Services, Llc, Kestra Advisory Services, Llc, Kestra Private Wealth Services, Llc, ...); Bain Capital Private Equity, LP 4 (Ac Wealth Partners, Envestnet Pmc, Envestnet Portfolio Solutions, Inc., Qrg Capital Management, Inc.); Leonard Green & Partners, L.P. 3 (Mariner, Mariner Advisor Network, Mariner Independent); The Vistria Group, LP 3 (Ingham Retirement Group, Pasi Investments, Llc, The Mather Group, Llc).