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J••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

J••••• S•••••

Advisor at L•••••• S•• I••••••••• A•••••••• L•••••

ELMHURST, IL

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Search this name across graphsid dfx:ria:151e994e-d820-1143-ac78-c24760a1628f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S•• I••••••••• A•••••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S•• I••••••••• A•••••••• L•••••	Bd affiliated wealth	Aug 20, 2009	n/a	yes	ELMHURST, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 23, 2007	Aug 18, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L•••••• S•• I••••••••• A•••••••• L•••••	Aug 18, 2009	Aug 20, 2009	2	Firm change	Other
E••••• J••••	L•• F•••••••• L••	Feb 27, 2007

Relationships

Registered with (3)

→ L•••••• S•• I••••••••• A•••••••• L•••••Registered adviserregistration: current employment
Aug 20, 2009 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2007 to Aug 18, 2009factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 7, 2007 to Feb 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:151e994e-d820-1143-ac78-c24760a1628f
First observed: Feb 7, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.