DFX Intelligence

M•••••• E•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

M•••••• E•••• G•••••

Advisor at S••••••••• W••••• M••••••••• L••

Long Beach, CA

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Search this name across graphsid dfx:ria:15206aad-4a08-c6c0-8684-ff068b8c51eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• M••••••••• L••	State registered	Nov 16, 2020	n/a	yes	Long Beach, CA	Current employment
S••••••••• W••••• M••••••••• L••	State registered	Jan 27, 2016	Dec 31, 2019	no	LONG BEACH, CA	Previous registration

Relationships

Registered with (1)

→ S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 27, 2016 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15206aad-4a08-c6c0-8684-ff068b8c51eb
First observed: Oct 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.