DFX Intelligence
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Advisor at C••• L••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• L•• | Bd affiliated wealth | Sep 23, 2014 | n/a | yes | OMAHA, NE | Current employment |
| M••••• E••••••••• L•• | Former SEC adviser | Dec 2, 2011 | Jun 11, 2012 | no | 12020 SHAMROCK PLAZA, SUITE 105, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••• O•• M••••••••• I••• | M••••• E••••••••• L•• | Sep 27, 2012 | Dec 2, 2011 | -300 | Firm change after gap | Other |
| M••••• E••••••••• L•• | C••• L•• | Jun 11, 2012 | Sep 23, 2014 |
| I••• O•• M••••••••• I••• | n/a | Nov 6, 2007 | Sep 27, 2012 | no | WEST PALM BEACH, FL | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 23, 2003 | Mar 12, 2010 | no | OMAHA, NE | Previous registration |
| Firm change after gap |
| Other |
| S••••••••• A•••••• A•••••••• I••• | I••• O•• M••••••••• I••• | Mar 12, 2010 | Nov 6, 2007 | -857 | Firm change after gap | Other |