DFX Intelligence

D•••••• J••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••••• J••• S••••••••

Advisor at R•••••••• A•••• M•••••••••

MENLO PARK, CA | Tinley Park, IL

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Search this name across graphsid dfx:ria:1523ed6a-e7a1-cf31-ab20-80eae167bb51

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2024 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• A•••• M•••••••••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	MENLO PARK, CA\|Tinley Park, IL	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Oct 11, 2024	Dec 26, 2024	no	DOWNERS GROVE, IL\|Tinley Park, IL\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	R•••••••• A•••• M•••••••••	Dec 26, 2024	Sep 21, 2026	634	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ R•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2024 to Dec 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1523ed6a-e7a1-cf31-ab20-80eae167bb51
First observed: Oct 11, 2024
Last observed: Sep 22, 2026 36 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.