DFX Intelligence

K•••• J••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant41 years in industry

K•••• J••• J••••••

Advisor at O•••••• W••••• M••••••••• L••

PIERRE, SD

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Search this name across graphsid dfx:ria:1528077f-c5e8-a575-3104-1f694ed5a421

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 28, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• M••••••••• L••	State registered	Mar 8, 2016	n/a	yes	PIERRE, SD	Current employment
G••••••• A•••••••• L••	Independent wealth	Feb 24, 2015	Mar 7, 2016	no	OMAHA, NE\|ARDEN HILLS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	O•••••• W••••• M••••••••• L••	Mar 7, 2016	Mar 8, 2016	1	Firm change	Other
S••••••••• A•••••• A•••••••• I•••	G••••••• A•••••••• L••	Dec 31, 2010	Feb 24, 2015

Relationships

Registered with (3)

→ O•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 8, 2016 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2015 to Mar 7, 2016factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2001 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1528077f-c5e8-a575-3104-1f694ed5a421
First observed: Feb 2, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.