R•••• L•• U•••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL | Marion, IL

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Search this name across graphsid dfx:ria:152acfe8-5748-5d87-73b7-6793900fdd68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 23, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 22, 2017	n/a	yes	Marion, IL\|ST. PETERSBURG, FL	Current employment
E••••• J••••	National bd RIA	Feb 19, 2016	May 26, 2017	no	Maryland Heights, MO\|MARION, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	R•••••• J•••• • A••••••••• I•••	May 26, 2017	May 22, 2017	-4	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
May 22, 2017 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 19, 2016 to May 26, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:152acfe8-5748-5d87-73b7-6793900fdd68
First observed: Feb 19, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.