DFX Intelligence

J•••••• S• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J•••••• S• G•••••

Advisor at L•• F•••••••• L••

BUFFALO GROVE, IL | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:153047c8-83a6-6380-74fb-bb8abd90b375

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 8, 2009	n/a	yes	BUFFALO GROVE, IL\|SCOTTSDALE, AZ	Current employment
W••••••••• F•••••••• G••••• I•••	n/a	Aug 1, 2003	Sep 8, 2009	no	BOSTON, MA\|BUFFALO GROVE, IL\|BUFFALO GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• G••••• I•••	L•• F•••••••• L••	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
H••••••• C•••••• M••••••••• I••	W••••••••• F•••••••• G••••• I•••	Aug 22, 2006	Aug 1, 2003

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 8, 2009 to presentfactForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 1, 2003 to Sep 8, 2009factForm ADV
→ H••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Jan 3, 2003 to Aug 22, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:153047c8-83a6-6380-74fb-bb8abd90b375
First observed: Jan 3, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.