DFX Intelligence

K••••• M•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K••••• M•••• M•••••••••

Advisor at B•• W••••• A•••••••• L••

VERNON HILLS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1535f0a9-1c64-aeab-1b56-1a2e0046feec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• W••••• A•••••••• L••	Independent wealth	Jan 2, 2026	n/a	yes	VERNON HILLS, IL	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jan 4, 2021	Jun 30, 2023	no	VERNON HILLS, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	B•• W••••• A•••••••• L••	Jun 30, 2023	Jan 2, 2026	917	Firm change after gap	Ibd to RIA
W•••• F•••• A•••••••	C••• F•••••••• S•••••••• L•••	Dec 2, 2020	Jan 4, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
42132:164173:IL:2023-06-30	Jun 30, 2023	Jan 2, 2026	VERNON HILLS, IL	Firm change after gap

Relationships

Registered with (3)

→ B•• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jan 4, 2021 to Jun 30, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2019 to Dec 2, 2020factForm ADV

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1535f0a9-1c64-aeab-1b56-1a2e0046feec
First observed: Aug 30, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.