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CRD 341653
MOUNT CARMEL, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| N••• J•••• T••••••• | n/a | MOUNT CARMEL, IL | 0 | 12 | 1 | no |
| H••••• W• F••••• | n/a | MOUNT CARMEL, IL | 0 | 13 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | n/a | 0 | 0 | 0 | 2 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| O••••••••• S••••••••• I••• | 2 | Apr 13, 2026 | May 8, 2026 | INDIANAPOLIS, IN | Team lift out | Ibd to state RIA | 0.6% |
| no |