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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

MICHAEL SALVATORE BUCCERI

Advisor at COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

PINEHURST, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:153ed10f-c7de-e798-c645-be74fc848284

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COURSE MANAGEMENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Sep 14, 1989
First registration: Jun 21, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL S BUCCERI
IAPD individual key: 1970612

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COURSE MANAGEMENT INVESTMENT ADVISORS, LLC	Independent wealth	May 6, 2020	n/a	yes	PINEHURST, NC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 9, 2020	May 6, 2020	no	PINEHURST, NC\|PINEHURST, NC\|FORT MILL, SC	Previous registration
IFMG SECURITIES, INC.	n/a	Apr 21, 2003	Sep 24, 2004	no	MAHWAH, NJ	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 21, 2002	Apr 2, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	COURSE MANAGEMENT INVESTMENT ADVISORS, LLC	May 6, 2020	May 6, 2020	0	Firm change	Ibd to RIA
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Sep 24, 2004	Mar 9, 2020	5,645	Firm change after gap	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	IFMG SECURITIES, INC.	Apr 2, 2003	Apr 21, 2003	19	Firm change	Other

Relationships

Registered with (4)

→ COURSE MANAGEMENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
May 6, 2020 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 9, 2020 to May 6, 2020factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Apr 21, 2003 to Sep 24, 2004factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 21, 2002 to Apr 2, 2003factForm ADV

Dated events

No dated event names this entity yet.