DFX Intelligence

W••••••• C•••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

W••••••• C•••••• G••••• L••

CRD 165352

BOSTON, MA

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Data as of Jun 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 3
Observed: May 11, 2021 to Jun 10, 2024
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W••••••• C•••••• G••••• L••

Private equity manager · same CRD, same SEC file number

Venture Capitalidentity

W••••••• C•••••• G••••• L••

Venture manager · same CRD, same SEC file number

Private Creditidentity

W••••••• C•••••• G••••• L••

Private credit manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $196M••• Locked
Discretionary RAUM: $196M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••• C••••• F•••• L•••	Hedge Fund	$73.3M	Mar 30, 2017	72	Jan 22, 2014	dropped	021-207156
W••••••• C•••••• F•••• L•••	Hedge Fund	$67.5M	Mar 11, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• I••• A••••	M••••••• D••••••• O• W••••••• G•• L••	D	yes	10/2013	May 11, 2021	Jun 10, 2024
H•••• J••••••	Principal	Na	yes	01/2021	May 11, 2021	Jun 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$196M	$204M	-3.6%	n/a	n/a	6	8	0	0

Relationships

Advises (7)

→ W••••••• C•••••• C•••••• F••• I•• L•••Private fundHedge Fund, ERA
Mar 11, 2026 to presentfactForm ADV
→ W••••••• C•••••• F•••• L•••Private fundHedge Fund, ERA
Mar 29, 2018 to presentfactForm ADV
→ W••••••• C•••••• I•• L••Private fundPrivate Equity Fund, ERA, no longer reported
Jan 22, 2014 to Mar 11, 2020factForm ADV
→ W••••••• C••••• F•••• L•••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
11 Mar 2026
Private fund first reported
••• Locked
Form ADV
$24.6M
Occurred
11 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
down $104M
Occurred
11 Mar 2026
Ria registration change
••• Locked
Form ADV
Occurred
11 Mar 2026
Private fund gav change
••• Locked
Form ADV
down $129M
Occurred
6 Mar 2025
Left the SEC roster
••• Locked
Form ADV
$196M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 11, 2021
Last observed: Jun 10, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.