DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W••••••• C•••••• G••••• L••

Former SEC-registered adviserBoston, MassachusettsCRD 165352SEC 801-121458websiteIAPD
Latest filing Jun 10, 2024
First filing on the tape May 11, 2021 · 5 filings
SEC status approved since Jun 10, 2021
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$196M gross assets
History
5 filings and snapshots on the tape
RAUM$196M as of Mar 27, 2024
Mar 29, 2022$206M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2024
Mar 29, 20220 then
Employees (5.A)6 as of Mar 27, 2024
Mar 29, 20227 then
Private funds1 as of Mar 27, 2024
Mar 29, 20221 then
RAUM -3.6% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 10, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$65.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$196M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$196M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$196M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W••••••• C•••••• F•••• L•••Hedge Fund$196M175Mar 29, 2018
      W••••••• C••••• F•••• L•••no longer reportedHedge Fund$73.3M72Jan 22, 2014
      W••••••• C•••••• I•• L••no longer reportedPrivate Equity Fund$2.2M11Jan 22, 2014
      N••• S••• I•••••••• I•• L••no longer reportedPrivate Equity Fund$84,38117Jan 22, 2014
      N••• S••• I••••••••• L••no longer reportedPrivate Equity Fund$78,9344Jan 22, 2014
      W••••••• C•••••• I•• L••no longer reportedPrivate Equity Fund$5,50040Jan 22, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• I••• A•••• · Managing Director Of W••••••• G•• L••control
        since 10/2013 · owns 50% to 75%
      • H•••• J•••••• · Principalcontrol
        since 01/2021 · owns less than 5%
      • R•••• M••••••• G••••• · Managing Director Of W••••••• C•••••• G••••• L••control
        since 02/2011 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • W••••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 4
        Mar 29, 2023 to Mar 27, 2024
      • Assets in custody · $204M to $196M
        Mar 29, 2023 to Mar 27, 2024
      • Employees · 8 to 6
        Mar 29, 2023 to Mar 27, 2024
      • Discretionary RAUM · $204M to $196M
        Mar 29, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $204M to $196M
        Mar 29, 2023 to Mar 27, 2024
      • RAUM · $204M to $196M
        Mar 29, 2023 to Mar 27, 2024
      • Advisory employees · 5 to 6
        Mar 29, 2022 to Mar 29, 2023
      • Assets in custody · $206M to $204M
        Mar 29, 2022 to Mar 29, 2023
      • Employees · 7 to 8
        Mar 29, 2022 to Mar 29, 2023
      • Discretionary RAUM · $206M to $204M
        Mar 29, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $206M to $204M
        Mar 29, 2022 to Mar 29, 2023
      • RAUM · $206M to $204M
        Mar 29, 2022 to Mar 29, 2023
      • Advisory employees · 6 to 5
        May 11, 2021 to Mar 29, 2022
      • Assets in custody · $176M to $206M
        May 11, 2021 to Mar 29, 2022
      • Private funds · 2 to 1
        May 11, 2021 to Mar 29, 2022
      • Discretionary RAUM · $176M to $206M
        May 11, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $176M to $206M
        May 11, 2021 to Mar 29, 2022
      • RAUM · $176M to $206M
        May 11, 2021 to Mar 29, 2022
      Signals
      2 dated events
      • W••••••• C•••••• G••••• L•• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $196.3M)
        Mar 6, 2025 · Left the SEC roster · derived
      • W••••••• C•••••• G••••• L•• filed its initial SEC registration (Form ADV)
        May 11, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/W•••••••-CAPITAL-GROUP-LLCreportedpublic record, Form ADV, Sep 18, 2026
      Website
      W•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026