This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Mar 29, 2016

First registration

Oct 13, 2022

Dual registered

yes, broker-dealer

Other names

LINDA LEE ABBOTT|LINDA LEE ABBOTT|LINDA ABBOTT|LINDA LEE MORRIS|Linda L Abbott

IAPD individual key

2364437

• Occurred

  Aug 12, 2024
  Advisor changed firm

  Linda Lee Abbott left Raymond James & Associates, Inc. for Ubs Financial Services Inc. (registered 2024-08-14)

  Form ADVobserved 5 days ago
• Occurred

  Dec 22, 2022
  Advisor changed firm

  Linda Lee Abbott left Stifel, Nicolaus & Company, Incorporated for Raymond James & Associates, Inc. (registered 2023-01-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1557faaf-4efb-b764-d044-26db36c98d91

First observed

Oct 13, 2022

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.