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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

KENNETH DAVID DOW

Advisor at UMB FINANCIAL SERVICES, INC.

Leawood, KS | ST. LOUIS, MO | Chesterfield, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1559bf5d-bd97-322e-2780-b9db9f2dda35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB FINANCIAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 11, 1998
First registration: Oct 7, 2003
Dual registered: yes, broker-dealer
Other names: KENNY DOW
IAPD individual key: 3019861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB FINANCIAL SERVICES, INC.	Independent wealth	Oct 20, 2017	n/a	yes	ST. LOUIS, MO\|Leawood, KS\|Chesterfield, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Aug 30, 2017	no	FORT WORTH, TX\|ADDISON, TX\|DALLAS, TX\|DALLAS, TX\|GRAND PRAIRIE, TX\|DALLAS, TX\|FORT WORTH, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 7, 2003	Jan 3, 2011	no	MESQUITE, TX\|DALLAS, TX\|DALLAS, TX\|MESQUITE, TX\|GRAND PRAIRIE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	UMB FINANCIAL SERVICES, INC.	Aug 30, 2017	Oct 20, 2017	51	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Aug 30, 2017factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 7, 2003 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1559bf5d-bd97-322e-2780-b9db9f2dda35
First observed: Oct 7, 2003
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENNETH DAVID DOW

Advisor at UMB FINANCIAL SERVICES, INC.

Leawood, KS | ST. LOUIS, MO | Chesterfield, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1559bf5d-bd97-322e-2780-b9db9f2dda35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

UMB FINANCIAL SERVICES, INC.

Independent wealth

Oct 20, 2017

n/a

yes

ST. LOUIS, MO|Leawood, KS|Chesterfield, MO

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jan 3, 2011

Aug 30, 2017

Previous registration

WELLS FARGO INVESTMENTS, LLC

n/a

Oct 7, 2003

Jan 3, 2011

MESQUITE, TX|DALLAS, TX|DALLAS, TX|MESQUITE, TX|GRAND PRAIRIE, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

UMB FINANCIAL SERVICES, INC.

Aug 30, 2017

Oct 20, 2017

Firm change

Other

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO ADVISORS

Jan 3, 2011

Bulk transfer

Other