DFX Intelligence

N••••••• W•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

N••••••• W•••••• D•••••••

Advisor at S•••••••• W••••• G••••

EDEN PRAIRIE, MN | Rochester, MN

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Search this name across graphsid dfx:ria:155b2866-44dc-675c-fe26-1966188c21f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• G••••	Independent wealth	Oct 28, 2024	n/a	yes	Rochester, MN\|EDEN PRAIRIE, MN	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Oct 20, 2016	Nov 4, 2024	no	MINNETONKA, MN\|ROCHESTER, MN\|ROCHESTER, MN\|ROCHESTER, MN\|ROCHESTER, MN\|ROCHESTER, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	S•••••••• W••••• G••••	Nov 4, 2024	Oct 28, 2024	-7	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••••••• W••••• G••••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 20, 2016 to Nov 4, 2024factForm ADV

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:155b2866-44dc-675c-fe26-1966188c21f3
First observed: Oct 20, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.