D••• R••• B•••

Advisor at N•••••

San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1560b5da-b1ae-f673-e913-eba35dac9448

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••	Mixed wealth	Apr 23, 2021	n/a	yes	San Diego, CA	Current employment
S•••••••• R•••••••• C•••••• M••••••••• L••	Independent wealth	Jun 28, 2018	Apr 12, 2021	no	La Jolla, CA\|NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• R•••••••• C•••••• M••••••••• L••	N•••••	Apr 12, 2021	Apr 23, 2021	11	Firm change	RIA to RIA

Relationships

Registered with (2)

→ N•••••Registered adviserregistration: current employment
Apr 23, 2021 to presentfactForm ADV
→ S•••••••• R•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2018 to Apr 12, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1560b5da-b1ae-f673-e913-eba35dac9448
First observed: Jun 28, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.