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R•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

R•••••• J••••••

Advisor at S••••••• F•••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:15614517-8ed2-4d36-6acb-1bb6daa7521e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• L••	Independent wealth	Apr 30, 2018	n/a	yes	AUSTIN, TX	Current employment
M•••••••	Former SEC adviser	Dec 16, 2013	Sep 14, 2015	no	SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••	S••••••• F•••••••• L••	Sep 14, 2015	Apr 30, 2018	959	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• F•••••••• L••Registered adviserregistration: current employment
Apr 30, 2018 to presentfactForm ADV
→ M•••••••Registered adviserregistration: previous registration
Dec 16, 2013 to Sep 14, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15614517-8ed2-4d36-6acb-1bb6daa7521e
First observed: Dec 16, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.