DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••••• W••••• M••••••••• L••
LEXINGTON, KY | Claremore, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••• W••••• M••••••••• L•• | Independent wealth | Nov 7, 2025 | n/a | yes | Claremore, OK|LEXINGTON, KY | Current employment |
| T•••••• I••••••••• A••••••• | Former SEC adviser | Jul 24, 2014 | Dec 31, 2015 | no | JAY, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••• C•••••• L•• | T•••••• I••••••••• A••••••• | Dec 11, 2025 | Jul 24, 2014 | -4,158 | Firm change after gap | Other |
| T•••••• I••••••••• A••••••• | M••••••• W••••• M••••••••• L•• | Dec 31, 2015 | Nov 7, 2025 |
| C•••• C•••••• L•• | Former SEC adviser | Jun 15, 2012 | Dec 11, 2025 | no | CLAREMORE, OK | Previous registration |
| T•• F•••••••• • B••••••• R••••••• C••••••••• | n/a | Sep 15, 2000 | Jun 3, 2005 | no | TULSA, OK | Previous registration |
| C•••• C•••••• L•• | n/a | Aug 12, 1993 | Dec 31, 2009 | no | TULSA, OK | Previous registration |
| 3,599 |
| Firm change after gap |
| Other |
| C•••• C•••••• L•• | T•• F•••••••• • B••••••• R••••••• C••••••••• | Dec 31, 2009 | Sep 15, 2000 | -3,394 | Firm change after gap | Other |
| T•• F•••••••• • B••••••• R••••••• C••••••••• | C•••• C•••••• L•• | Jun 3, 2005 | Jun 15, 2012 | 2,569 | Firm change after gap | Other |