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M•••••• J••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant26 years in industry

M•••••• J••• W•••

Advisor at B••••• P••••• A•••••••• L••

Milwaukee, WI | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:157367c0-88a3-f7f6-86e7-b1e1a69bde2b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 20, 2022	n/a	yes	NEWPORT BEACH, CA\|Milwaukee, WI	Current employment
N••• G••••••••• W••••• M••••••••• I•••	Former SEC adviser	Nov 21, 2013	Mar 7, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••• G••••••••• W••••• M••••••••• I•••	B••••• P••••• A•••••••• L••	Mar 7, 2022	Jan 20, 2022	-46	Firm change after gap	RIA to RIA
T•• M•••••••• G••••• L••	N••• G••••••••• W••••• M••••••••• I•••	Nov 8, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134057:119290:WI:2022-03-07	Mar 7, 2022	Jan 20, 2022	MILWAUKEE, WI	Firm change after gap

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 20, 2022 to presentfactForm ADV
→ N••• G••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2013 to Mar 7, 2022factForm ADV
→ T•• M•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 4, 2004 to Nov 8, 2013factForm ADV
→ S••••• C•••••• M••••••••• I••

Dated events

Occurred
Mar 7, 2022
Advisor changed firm
M•••••• J••• W••• left N••• G••••••••• W••••• M••••••••• I••• for B••••• P••••• A•••••••• L•• (registered 2022-01-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:157367c0-88a3-f7f6-86e7-b1e1a69bde2b
First observed: Jun 12, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.