DFX Intelligence

J•••• G••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

J•••• G••••• C••••

Advisor at W••••••••• W••••• A•••••••• L••

WAKEFIELD, RI

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Search this name across graphsid dfx:ria:1573dd7e-1700-4625-365f-409e66a9b50b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• W••••• A•••••••• L••	State registered	Jan 31, 2024	n/a	yes	WAKEFIELD, RI	Current employment
B••••• A••••••• G••••• I•••	Former SEC adviser	Mar 19, 2018	Dec 6, 2023	no	LINCOLN, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A••••••• G••••• I•••	W••••••••• W••••• A•••••••• L••	Dec 6, 2023	Jan 31, 2024	56	Firm change	RIA to state RIA
1•• G••••• A••••••• I••	B••••• A••••••• G••••• I•••	Jun 12, 2018	Mar 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
111133:291947:RI:2018-06-12	Jun 12, 2018	Mar 19, 2018	LINCOLN, RI	Firm change after gap

Relationships

Registered with (3)

→ W••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 31, 2024 to presentfactForm ADV
→ B••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 19, 2018 to Dec 6, 2023factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Mar 9, 2007 to Jun 12, 2018factForm ADV

Dated events

Occurred
Dec 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1573dd7e-1700-4625-365f-409e66a9b50b
First observed: Mar 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.