DFX Intelligence

M•••••• H••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• H••••• M••••••

Advisor at L•• F•••••••• L••

IRVINE, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 16, 2024	n/a	yes	IRVINE, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 13, 2021	May 1, 2024	no	IRVINE, CA\|NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	May 1, 2024	May 16, 2024	15	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jul 7, 2021	Aug 13, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:6413:CA:2024-03-19	May 1, 2024	May 16, 2024	NEWPORT BEACH, CA	Firm change
148019:219515:CA:2015-06-22	Jun 22, 2015	Jun 3, 2015	IRVINE, CA	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 13, 2021 to May 1, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 2, 2016 to Jul 7, 2021factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Order

Occurred
1 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 10, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.