W•••••• H•

Advisor at W•• C•••••• A••••••• G••••• I•••

EL CERRITO, CA | WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15776796-a2b7-43a5-8320-9acb9a181493

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•• C•••••• A••••••• G••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 17, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• C•••••• A••••••• G••••• I•••	State registered	Jan 1, 2025	n/a	yes	EL CERRITO, CA\|WALNUT CREEK, CA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Jul 8, 2011	Jun 28, 2012	no	Livermore, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	W•• C•••••• A••••••• G••••• I•••	Jun 28, 2012	Jan 1, 2025	4,570	Firm change after gap	Other
E••••• J••••	C••••• A•••••• N••••••• L••	May 16, 2011	Jul 8, 2011

Relationships

Registered with (3)

→ W•• C•••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 8, 2011 to Jun 28, 2012factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 20, 2009 to May 16, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15776796-a2b7-43a5-8320-9acb9a181493
First observed: Jul 20, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.