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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BRENDAN ONEILL

Advisor at BNY MELLON ADVISORS, INC.

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:157d49fa-d522-254d-cd82-2bdd1ebb7095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BNY MELLON ADVISORS, INC.
Current firm class: bank affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 50
Exams: S66
First exam: May 9, 2002
First registration: May 22, 2002
Dual registered: yes, broker-dealer
Other names: BRENDAN M. O'NEILL|BRENDAN MURPHY O'NEILL
IAPD individual key: 4444893

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BNY MELLON ADVISORS, INC.	Bank affiliated wealth	Mar 11, 2004	n/a	yes	NEW YORK, NY	Current employment
LOCKWOOD FINANCIAL SERVICES, INC.	n/a	Jul 26, 2007	Mar 28, 2008	no	MALVERN, PA	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	May 22, 2002	Mar 5, 2004	no	RADNOR, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LOCKWOOD FINANCIAL SERVICES, INC.	n/a	Mar 28, 2008	n/a	n/a	Departure no registered destination	Departure
RITTENHOUSE ASSET MANAGEMENT, INC.	BNY MELLON ADVISORS, INC.	Mar 5, 2004	Mar 11, 2004	6	Firm change	Other

Relationships

Registered with (3)

→ BNY MELLON ADVISORS, INC.Registered adviserregistration: current employment
Mar 11, 2004 to presentfactForm ADV
→ LOCKWOOD FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 26, 2007 to Mar 28, 2008factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 22, 2002 to Mar 5, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:157d49fa-d522-254d-cd82-2bdd1ebb7095
First observed: May 22, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRENDAN ONEILL

Advisor at BNY MELLON ADVISORS, INC.

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:157d49fa-d522-254d-cd82-2bdd1ebb7095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BNY MELLON ADVISORS, INC.

Bank affiliated wealth

Mar 11, 2004

n/a

yes

NEW YORK, NY

Current employment

LOCKWOOD FINANCIAL SERVICES, INC.

n/a

Jul 26, 2007

Mar 28, 2008

MALVERN, PA

Previous registration

RITTENHOUSE ASSET MANAGEMENT, INC.

n/a

May 22, 2002

Mar 5, 2004

RADNOR, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LOCKWOOD FINANCIAL SERVICES, INC.

n/a

Mar 28, 2008

n/a

Departure no registered destination

Departure

RITTENHOUSE ASSET MANAGEMENT, INC.

BNY MELLON ADVISORS, INC.

Mar 5, 2004

Mar 11, 2004

Firm change

Other