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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC., CRD 115755

BASALT, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1586b902-0344-45a4-51ac-5fe4ff910f3e

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Jul 15, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $272MItem 5.F on the latest filing (2026-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $272M
Private client RAUM: $267MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $90.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 383
Individual clients: 37
High net worth clients: 101
SEC number: 801-60589
CIK: 2074440
CRD: 115755
Filings on the tape: 27
First filed: Mar 27, 2012
Latest filed: Jul 15, 2026
Organised: Corporation, CO
Website: ryaninvest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER SEAN RYAN	Chartered Financial Analyst	BASALT, CO	24	26	n/a	no
MATTHEW AUSTIN OWINGS	n/a	BASALT, CO	0	18	2	no
Nathaniel Lee Kaup	Chartered Financial Analyst	BASALT, CO	0	14	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RYAN, CHRISTOPHER, SEAN	President	E	yes	08/2001	Mar 27, 2012	Mar 12, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$272M	$272M	7	4	0	n/a	n/a
2024	Mar 7, 2025	$150M	$136M	4	2	0	n/a	n/a
2023	Mar 12, 2024	$153M	$140M	4	2	0	n/a	n/a
2022	Mar 24, 2023	$150M	$150M	4	2	0	n/a	n/a
2021	Mar 22, 2022	$158M	$158M	4	2	0	n/a	n/a
2020	Mar 25, 2021	$151M	$151M	4	2	0	n/a	n/a
2019	Mar 30, 2020	$147M	$147M	5	3	0	n/a	n/a
2018	Mar 28, 2019	$154M	$139M	5	3	1	n/a	n/a
2017	Feb 20, 2018	$150M	$136M	3	3	1	n/a	n/a
2016	Mar 14, 2017	$150M	$136M	4	4	n/a	n/a	n/a
2015	Mar 24, 2016	$147M	$135M	4	4	n/a	n/a	n/a
2014	Mar 24, 2015	$123M	$118M	4	4	n/a	n/a	n/a
2013	Mar 11, 2014	$137M	$78.3M	2	2	n/a	n/a	n/a
2012	Mar 20, 2013	$115M	$71.0M	2	2	n/a	n/a	n/a
2011	Mar 27, 2012	$114M	$70.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$272M	$150M	81.1%	$150M	21.8%	6	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
YULE CREEK WEALTH MANAGEMENT, LLC	2	Apr 17, 2026	Apr 7, 2026	CARBONDALE, CO	Team lift out	Other	100.0%

Relationships

Registered with (3)

← MATTHEW AUSTIN OWINGSAdvisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← Nathaniel Lee KaupAdvisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← CHRISTOPHER SEAN RYANAdvisorregistration: current employment
Apr 12, 2002 to presentfactForm ADV

Controls (1)

← RYAN, CHRISTOPHER, SEANOwnerPRESIDENT, ownership code E, individual
Mar 27, 2012 to Mar 12, 2024factForm ADV

Dated events

Occurred
Apr 17, 2026
Team lift-out
2 advisors left Yule Creek Wealth Management, LLC (Carbondale, CO) for Ryan Investments on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1586b902-0344-45a4-51ac-5fe4ff910f3e
First observed: Mar 27, 2012
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC., CRD 115755

BASALT, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1586b902-0344-45a4-51ac-5fe4ff910f3e

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER SEAN RYAN

Chartered Financial Analyst

BASALT, CO

n/a

MATTHEW AUSTIN OWINGS

n/a

BASALT, CO

Nathaniel Lee Kaup

Chartered Financial Analyst

BASALT, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RYAN, CHRISTOPHER, SEAN

President

yes

08/2001

Mar 27, 2012

Mar 12, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$272M

n/a

2024

Mar 7, 2025

$150M

$136M

n/a

2023

Mar 12, 2024

$153M

$140M

n/a

2022

Mar 24, 2023

$150M

n/a

2021

Mar 22, 2022

$158M

n/a

2020

Mar 25, 2021

$151M

n/a

2019

Mar 30, 2020

$147M

n/a

2018

Mar 28, 2019

$154M

$139M

n/a

2017

Feb 20, 2018

$150M

$136M

n/a

2016

Mar 14, 2017

$150M

$136M

n/a

2015

Mar 24, 2016

$147M

$135M

n/a

2014

Mar 24, 2015

$123M

$118M

n/a

2013

Mar 11, 2014

$137M

$78.3M

n/a

2012

Mar 20, 2013

$115M

$71.0M

n/a

2011

Mar 27, 2012

$114M

$70.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$272M

$150M

81.1%

$150M

21.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

YULE CREEK WEALTH MANAGEMENT, LLC

Apr 17, 2026

Apr 7, 2026

CARBONDALE, CO

Team lift out

Other

100.0%