DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Peachtree Corners, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Peachtree Corners, GA | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N•• E•••••• S••••••••• C••••••••• | M•• F•••••••• S•••••••• I••• | Jan 2, 2015 | Jan 2, 2015 |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Apr 21, 2009 | Jan 2, 2015 | no | ATLANTA, GA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jul 21, 2004 | Apr 6, 2009 | no | ATLANTA, GA|CUMMING, GA|ALPHARETTA, GA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Feb 6, 2003 | Feb 20, 2004 | no | ATLANTA, GA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| E•••••••• A•••••••• L•• | N•• E•••••• S••••••••• C••••••••• | Apr 6, 2009 | Apr 21, 2009 | 15 | Firm change | Other |
| M••••• S•••••• D• I••• | E•••••••• A•••••••• L•• | Feb 20, 2004 | Jul 21, 2004 | 152 | Firm change | Other |