T••• N••••

Advisor at A•••••• W••••• M•••••••••

BAKERSFIELD, CA | SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:158fd79d-63e8-d73f-05f2-2f93bcff0da2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• N••••• L••	State registered	Jun 14, 2023	n/a	yes	SANTA MONICA, CA	Current employment
A•••••• W••••• M•••••••••	State registered	Nov 17, 2022	n/a	yes	SANTA MONICA, CA\|BAKERSFIELD, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	A•••••• W••••• M•••••••••	Sep 11, 2019	Nov 17, 2022	1,163	Firm change after gap	RIA to state RIA
J••• M••••• P•••••• W••••• A••••••• L••	C••••••••• W•••••• L••	Aug 30, 2018	Apr 14, 2016

Relationships

Registered with (4)

→ T••• N••••• L••Registered adviserregistration: current employment
Jun 14, 2023 to presentfactForm ADV
→ A•••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 17, 2022 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Apr 14, 2016 to Sep 11, 2019factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:158fd79d-63e8-d73f-05f2-2f93bcff0da2
First observed: Nov 5, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.