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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Thomas Michael Wiseman

Advisor at U.S. BANCORP ADVISORS, LLC

Delphos, OH | Botkins, OH | Ada, OH | Fort Loramie, OH | Van Wert, OH

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Search this name across graphsid dfx:ria:15987b75-ee18-86f9-0bcb-248dc4300f59

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Sep 11, 1997
First registration: Feb 18, 2003
Dual registered: yes, broker-dealer
Other names: Tom Wiseman
IAPD individual key: 2524307

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Delphos, OH\|Van Wert, OH\|Ada, OH\|Fort Loramie, OH\|Botkins, OH	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 12, 2019	Feb 13, 2026	no	SAINT PAUL, MN\|Anna, OH\|Sidney, OH\|Botkins, OH\|Fremont, OH\|Tiffin, OH\|Port Clinton, OH\|BELLVILLE, OH\|Shelby, OH\|Lucas, OH\|Oak Harbor, OH\|Versailles, OH\|JACKSON CENTER, OH\|Piqua, OH\|FREMONT, OH\|Delphos, OH\|Fort Loramie, OH\|Ada, OH\|Van Wert, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Aug 21, 2012	Aug 9, 2019	no	ENGLEWOOD, OH\|BROOKVILLE, OH\|TROTWOOD, OH\|WEST MILTON, OH\|SIDNEY, OH\|SIDNEY, OH\|WEST MILTON, OH\|DAYTON, OH\|TROTWOOD, OH\|DAYTON, OH\|EATON, OH\|WAPAKONETA, OH\|LIMA, OH\|LIMA, OH\|HUBER HEIGHTS, OH\|HUBER HEIGHTS, OH\|ENGLEWOOD, OH\|GREENVILLE, OH\|BELLEFONTAINE, OH\|PIQUA, OH	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Mar 2, 2005	May 18, 2005	no	CENTERVILLE, OH	Previous registration
NCF FINANCIAL SERVICES, INC.	n/a	Jan 6, 2004	Aug 4, 2004	no	NASHVILLE, TN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 18, 2003	Oct 21, 2003	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
FIFTH THIRD SECURITIES, INC.	U.S. BANCORP INVESTMENTS, INC.	Aug 9, 2019	Aug 12, 2019	3	Firm change	Ibd to ibd
AMERIPRISE ADVISOR SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	May 18, 2005	Aug 21, 2012	2,652	Firm change after gap	Other
NCF FINANCIAL SERVICES, INC.	AMERIPRISE ADVISOR SERVICES, INC.	Aug 4, 2004	Mar 2, 2005	210	Firm change	Other
EQUITABLE ADVISORS, LLC	NCF FINANCIAL SERVICES, INC.	Oct 21, 2003	Jan 6, 2004	77	Firm change	Other

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 12, 2019 to Feb 13, 2026factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Aug 21, 2012 to Aug 9, 2019factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Mar 2, 2005 to May 18, 2005factForm ADV
→ NCF FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 6, 2004 to Aug 4, 2004factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 18, 2003 to Oct 21, 2003factForm ADV

Dated events

No dated event names this entity yet.