DFX Intelligence

C••••••••• R• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• R• M••••••

Advisor at O•••••••

Sun City West, AZ | BEACHWOOD, OH

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Search this name across graphsid dfx:ria:159afca1-dd33-f3bf-1c70-71602d7d6dd0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 24, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Apr 14, 2026	n/a	yes	Sun City West, AZ\|BEACHWOOD, OH	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 24, 2012	Apr 2, 2026	no	SUN CITY WEST, AZ\|SUN CITY WEST, AZ\|SUN CITY WEST, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	O•••••••	Apr 2, 2026	Apr 14, 2026	12	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:283087:AZ:2026-04-02	Apr 2, 2026	Apr 14, 2026	SUN CITY WEST, AZ	Firm change

Relationships

Registered with (2)

→ O•••••••Registered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 24, 2012 to Apr 2, 2026factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:159afca1-dd33-f3bf-1c70-71602d7d6dd0
First observed: Oct 24, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.