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R••••• E••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R••••• E••••• P••••••• L•

CRD 308513

NEW YORK, NY

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Search this name across graphsid dfx:ria:159ed34f-a363-a0e7-61eb-08493d10082e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 2
Observed: Apr 29, 2020 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• E••••• P••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

R••••• E••••• P••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $669MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $669M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• E••••• I• L•	Private Equity Fund	$590M	Mar 28, 2024	46	Apr 29, 2020	reported	021-367853

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• P•••••• M••••	INVESTMENT ADVISOR & TRUSTEE	F	yes	12/2015	Apr 29, 2020	Mar 28, 2024
C••••••••• P•••••• M••••	MANAGING PARTNER	Na	yes	01/2019	Apr 29, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••• P•••• C•••••• M••••••••• L•••	n/a	Former SEC adviser	$114M	N	yes	n/a
R••••• E••••• I• G• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$669M	$650M	2.9%	$585M	4.6%	19	18	0	0

Relationships

Affiliated with (2)

→ I••••• P•••• C•••••• M••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
← I••••• P•••• C•••••• M••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ R••••• E••••• I• L•Private fundPrivate Equity Fund, IA
Apr 29, 2020 to presentfactForm ADV

Controls (6)

Dated events

Occurred
Mar 29, 2022
Ria raum c••••e
R••••• E••••• P••••••• L• reported RAUM $565.6M, up 113% from $265.0M (2021-03-26 to 2022-03-29)
Form ADVobserved 6 days ago
$301M
Occurred
Apr 29, 2020
First Form ADV filing
R••••• E••••• P••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:159ed34f-a363-a0e7-61eb-08493d10082e
First observed: Apr 29, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.