This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC ROCHDALE, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 26, 2003earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S66|S63

First exam

Nov 26, 2003

First registration

Sep 28, 2015

Dual registered

yes, broker-dealer

Other names

RICHARD K. POWERS|RICHARD KEVIN POWERS

IAPD individual key

4707797

• Occurred

  Oct 6, 2022
  Advisor changed firm

  Richard K Powers left E*Trade Capital Management, Llc for Rbc Rochdale, Llc (registered 2023-11-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:15a11833-0eca-2fe8-e4f4-3ebde9e8cc56

First observed

Sep 28, 2015

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.