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Advisor at LIVE OAK WEALTH MANAGEMENT, LLC
COVINGTON, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIVE OAK WEALTH MANAGEMENT, LLC | State registered | Feb 3, 2020 | n/a | yes | COVINGTON, LA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 2, 2016 | Feb 3, 2020 | no | COVINGTON, LA | Previous registration |
| EDWARD JONES | National bd RIA | Apr 26, 2007 | Sep 1, 2016 | no | COVINGTON, LA|ST LOUIS, MO|COVINGTON, LA|ABITA SPRINGS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LIVE OAK WEALTH MANAGEMENT, LLC | Feb 3, 2020 | Feb 3, 2020 | 0 | Firm change | Ibd to state RIA |
| EDWARD JONES | SECURITIES AMERICA ADVISORS, INC. | Sep 1, 2016 | Sep 2, 2016 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:306225:LA:2020-02-03 | Feb 3, 2020 | Feb 3, 2020 | COVINGTON, LA | Firm change |