DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M• H••••••• S••••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Oct 16, 2015 | n/a | yes | PORTLAND, OR|San Jose, CA|San Ramon, CA | Current employment |
| P•••••• P••••••• S••••••••• I••• | n/a | Feb 3, 2009 | Nov 19, 2013 | no | RANCHO CORDOVA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A•••••• N••••••• L•• | P•••••• P••••••• S••••••••• I••• | Oct 20, 2015 | Feb 3, 2009 | -2,450 | Firm change after gap | Other |
| P•••••• P••••••• S••••••••• I••• | M• H••••••• S••••••••• I••• | Nov 19, 2013 | Oct 16, 2015 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Aug 13, 2008 | Oct 20, 2015 | no | SAN JOSE, CA|Livermore, CA | Previous registration |
| P•••••• P••••••• S••••••••• I••• | n/a | Mar 14, 2003 | Aug 13, 2008 | no | SACRAMENTO, CA|MILPITAS, CA|MILIPITAS, CA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 21, 2001 | Mar 20, 2003 | no | LAFAYETTE, CA | Previous registration |
| 696 |
| Firm change after gap |
| Other |
| P•••••• P••••••• S••••••••• I••• | C••••• A•••••• N••••••• L•• | Aug 13, 2008 | Aug 13, 2008 | 0 | Bulk transfer | Other |
| M•• F•••••••• S•••••••• I••• | P•••••• P••••••• S••••••••• I••• | Mar 20, 2003 | Mar 14, 2003 | -6 | Firm change | Other |