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M•••••• E• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

M•••••• E• F••••••

Advisor at A••• A••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:15ad6e87-4dc6-3332-e4cb-6d6307ddd0ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	New York, NY\|NEW YORK, NY	Current employment
P•••• I••••••••• M••••••••• L•	Asset manager	Sep 29, 2022	n/a	yes	New York, NY\|GARDEN CITY, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	P•••• I••••••••• M••••••••• L•	Jul 17, 2026	Sep 29, 2022	-1,387	Firm change after gap	Other

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ P•••• I••••••••• M••••••••• L•Registered adviserregistration: current employment
Sep 29, 2022 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2019 to Jul 17, 2026factForm ADV

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
M•••••• E• F•••••• left U••• C•••••• W••••• A•••••••• L•• for P•••• I••••••••• M••••••••• L• (registered 2022-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15ad6e87-4dc6-3332-e4cb-6d6307ddd0ff
First observed: Nov 18, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.