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A••••••• A•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••••••• A•••••• P•••••••

Advisor at T•• M••••••• F•••••••• G•••• L••

Hunt Valley, MD

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Search this name across graphsid dfx:ria:15ae8a25-5224-ce92-6d10-75794dace2a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• M••••••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• M••••••• F•••••••• G•••• L••	Independent wealth	Oct 2, 2015	n/a	yes	Hunt Valley, MD	Current employment
S•• A•••••••• I•••	Former SEC adviser	Mar 13, 2018	Aug 14, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•• A•••••••• I•••	n/a	Aug 14, 2020	n/a	n/a	Departure no registered destination	Departure
B••••••••• F•••••••• A•••••••	T•• M••••••• F•••••••• G•••• L••	Sep 28, 2015	Oct 2, 2015

Relationships

Registered with (4)

→ T•• M••••••• F•••••••• G•••• L••Registered adviserregistration: current employment
Oct 2, 2015 to presentfactForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2018 to Aug 14, 2020factForm ADV
→ B••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 4, 2015 to Sep 28, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15ae8a25-5224-ce92-6d10-75794dace2a1
First observed: Jan 20, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.