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C••••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

C••••• J••••• L••••••

Advisor at P•••••• I••••••••• M••••••••• I•••

HIGHLAND PARK, IL | Chicago, IL

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Search this name across graphsid dfx:ria:15b72237-ce9b-eb57-6964-05af89f50ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• S••••••••• I•••	Mixed wealth	Oct 13, 2021	n/a	yes	HIGHLAND PARK, IL\|HIGHLAND PARK, IL	Current employment
P•••••• I••••••••• M••••••••• I•••	Independent wealth	Feb 9, 2017	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• S••••••••• I•••	P•••••• I••••••••• M••••••••• I•••	Sep 5, 2019	Feb 9, 2017	-938	Firm change after gap	RIA to RIA
P•••••• I••••••••• M••••••••• L••	I•••••• S••••••••• I•••	Aug 5, 2009

Relationships

Registered with (3)

→ I•••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2009 to Sep 5, 2019factForm ADV
→ P•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 9, 2017 to presentfactForm ADV
→ P•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 24, 2003 to Aug 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15b72237-ce9b-eb57-6964-05af89f50ce8
First observed: Jan 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.