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Reading the graph
Advisor at MORGAN STANLEY
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 1, 2009 | n/a | yes | Los Angeles, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 19, 2004 | Oct 14, 2009 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Oct 14, 2009 | Oct 1, 2009 | -13 | Firm change | Wirehouse to wirehouse |