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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Clayton Charland

Advisor at CHARLES SCHWAB & CO., INC.

Winston-Salem, NC | Cary, NC

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Search this name across graphsid dfx:ria:15cc4e52-494b-36c3-1918-c48037705201

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 13, 2017
First registration: Nov 13, 2017
Dual registered: yes, broker-dealer
Other names: Clayton Robert Charland|CLAY R CHARLAND|Clayton Charland|Clay Charland
IAPD individual key: 6651987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 11, 2023	n/a	yes	Cary, NC\|Winston-Salem, NC	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 19, 2023	Sep 7, 2023	no	Winston-Salem, NC	Previous registration
ATLAS PRIVATE WEALTH ADVISORS	Independent wealth	Jul 29, 2021	Jul 12, 2022	no	RED BANK, NJ	Previous registration
THE GENWEALTH GROUP, INC.	Independent wealth	Jun 8, 2021	Jul 19, 2021	no	MAPLEWOOD, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 13, 2017	Mar 18, 2021	no	Phoenix, AZ\|Red Bank, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Aug 11, 2023	-27	Bulk transfer	RIA to ibd
ATLAS PRIVATE WEALTH ADVISORS	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 12, 2022	May 19, 2023	311	Firm change	RIA to RIA
THE GENWEALTH GROUP, INC.	ATLAS PRIVATE WEALTH ADVISORS	Jul 19, 2021	Jul 29, 2021	10	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	THE GENWEALTH GROUP, INC.	Mar 18, 2021	Jun 8, 2021	82	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 13, 2017 to Mar 18, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 19, 2023 to Sep 7, 2023factForm ADV
→ ATLAS PRIVATE WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 29, 2021 to Jul 12, 2022factForm ADV
→ THE GENWEALTH GROUP, INC.Registered adviserregistration: previous registration
Jun 8, 2021 to Jul 19, 2021factForm ADV

Dated events

Occurred
Jul 12, 2022
Advisor changed firm
Clayton Charland left Atlas Private Wealth Advisors for Td Ameritrade Investment Management, Llc (registered 2023-05-19)
Form ADVobserved 5 days ago