DFX Intelligence

C•••• L•••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

C•••• L•••• K••••••••

Advisor at A••••• W••••• A•••••••• L••

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15cc61fd-7179-6239-c545-2882feef9981

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 17, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• A•••••••• L••	Independent wealth	May 29, 2024	n/a	yes	CHATTANOOGA, TN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 13, 2024	May 20, 2024	no	CHATTANOOGA, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	A••••• W••••• A•••••••• L••	May 20, 2024	May 29, 2024	9	Firm change	Ibd to RIA
F••••••••• I••••••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Apr 27, 2022	Feb 13, 2024

Relationships

Registered with (3)

→ A••••• W••••• A•••••••• L••Registered adviserregistration: current employment
May 29, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 13, 2024 to May 20, 2024factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 17, 2022 to Apr 27, 2022factForm ADV

Dated events

Occurred
May 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15cc61fd-7179-6239-c545-2882feef9981
First observed: Feb 17, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.