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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

MICHAEL LEE DUNNIGAN

Advisor at LPL FINANCIAL LLC

BELLEVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15d00c4a-7bea-de02-27fc-1d2220e096cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 5
Exams: S63|S65
First exam: May 6, 1986
First registration: Sep 15, 2011
Dual registered: yes, broker-dealer
Other names: MIKE DUNNIGAN|MICHAEL LEE DUNNIGAN
IAPD individual key: 1498341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	BELLEVILLE, IL	Current employment
SII INVESTMENTS, INC.	Former SEC adviser	Nov 15, 2011	Feb 14, 2018	no	BELLEVILLE, IL\|BELLEVILLE, IL\|APPLETON, WI	Previous registration
PRIMERICA ADVISORS	National bd RIA	Sep 15, 2011	Nov 21, 2011	no	BELLEVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Ibd to RIA
PRIMERICA ADVISORS	SII INVESTMENTS, INC.	Nov 21, 2011	Nov 15, 2011	-6	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 15, 2011 to Feb 14, 2018factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Sep 15, 2011 to Nov 21, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15d00c4a-7bea-de02-27fc-1d2220e096cb
First observed: Sep 15, 2011
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL LEE DUNNIGAN

Advisor at LPL FINANCIAL LLC

BELLEVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15d00c4a-7bea-de02-27fc-1d2220e096cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 14, 2018

n/a

yes

BELLEVILLE, IL

Current employment

SII INVESTMENTS, INC.

Former SEC adviser

Nov 15, 2011

Feb 14, 2018

BELLEVILLE, IL|BELLEVILLE, IL|APPLETON, WI

Previous registration

PRIMERICA ADVISORS

National bd RIA

Sep 15, 2011

Nov 21, 2011

BELLEVILLE, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SII INVESTMENTS, INC.

LPL FINANCIAL LLC

Feb 14, 2018

Bulk transfer

Ibd to RIA

PRIMERICA ADVISORS

SII INVESTMENTS, INC.

Nov 21, 2011

Nov 15, 2011

-6

Firm change

Other