DFX Intelligence

T••••• R•••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

T••••• R•••• O••••

Advisor at G•••• C••••••• I•••

SEATTLE, WA

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Search this name across graphsid dfx:ria:15d0251a-5758-a7da-1f90-8f8991c74ae8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• C••••••• I•••	Independent wealth	Aug 28, 2009	n/a	yes	SEATTLE, WA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 7, 2003	Sep 15, 2009	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	G•••• C••••••• I•••	Sep 15, 2009	Aug 28, 2009	-18	Firm change	Other
P••••••••• E••••• G••••• L••	U•• F•••••••• S••••••• I•••	Feb 20, 2003	Feb 7, 2003

Relationships

Registered with (3)

→ G•••• C••••••• I•••Registered adviserregistration: current employment
Aug 28, 2009 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2003 to Sep 15, 2009factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
May 24, 1999 to Feb 20, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15d0251a-5758-a7da-1f90-8f8991c74ae8
First observed: May 24, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.