This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0

Regulatory AUM

$485MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$485M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

SEC number

801-131028

CRD

322775

Filings on the tape

9

First filed

Jul 31, 2024

Latest filed

Apr 30, 2026

Organised

Limited Liability Company, DE

Website

ninemasts.com

• Occurred

  Apr 28, 2025
  Regulatory AUM changed

  Nine Masts Capital Advisers Llc reported RAUM $508.7M, up 409% from $100.0M (2024-08-27 to 2025-04-28)

  Form ADVobserved 5 days ago
  $409M
• Occurred

  Jul 31, 2024
  First Form ADV filing

  Nine Masts Capital Advisers Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:15e03d44-50a8-16ad-066b-e6c411f20e6d

First observed

Jul 31, 2024

Last observed

Apr 30, 2026 4 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.